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    數月前媒體曾經報導,部分新型專利將專利名稱冠上宣稱醫療功效的用字,以達到某種程度的廣告效果,針對此現象目前智慧財產局已有公告說明。

    新型專利之專利權,經過申請提出之後,在規格上符合形式審查的規定即會准予專利,雖然可以向智慧財產局申請技術鑑定報告,但報告依舊是判斷新型專利的可專利性,簡而言之,專利法所討論與規範的是某項技術的創新程度與保障創作人在一定時間內實施創作的權利。然而醫療相關業務管理,其中央目的事業主管機關是衛生福利部,因此新型專利商品化後之產出是否具有療效,乃受到醫藥相關法令管轄,智慧財產局不會對於產出物品是否有醫療功效進行任何審查。

    倘若新型專利之名稱涉及醫療廣告效果,其法規之適用應回歸到醫療法之範疇,文字內容須符合醫療法各條中對於醫療廣告的各項規定,因此申請人在申請此類新型專利時,除了要考量是否具有可專利性之外,也須注意名稱用字跟商品之間的結合,是否已觸及法規中與招徠醫療業務相關的描述,而未來智慧財產局若遇到相關新型專利申請也會附帶相關提醒,以避免申請之後產生其他法律事件。同智慧財產局所公告,一般民眾對於此類說明有所疑慮,可以向主管機關主動詢問,以免因為不實的廣告造成損失。

參考資料:專利法、醫療法、智慧財產局公告
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    台灣幅員狹小,在無法以美中模式進行大面積耕作之下,長久以來,台灣的農產銷售是以高經濟型作物作為主力,並致力於農業生產技術與品種的改良,產出許多精良且外銷口碑好的稻作與花卉,而當中產出植物品種的技術及植物本身是否可以申請專利,曾經在我國專利法修法討論中引起紛爭。

    根據台灣專利法第24條之規定,動、植物及生產動、植物之主要生物學方法為法定不予發明專利的項目,以生產植物之主要生物學方法為例,若某發明申請中有包含以植物之雄性與雌性雜交產生一種新物種的生物學方法步驟,則依法此發明將無法獲准專利,但此等方法是農業技術改良中常見的手段,因此目前諸如此類的產出仍然仰賴植物品種及種苗法,以申請品種權的方式保護。依照植物品種及種苗法第12條之規定具備新穎性、可區別性、一致性、穩定性及一適當品種名稱之品種,得依本法申請品種權,而當中之新穎性,指一品種在申請日之前,經品種申請權人自行或同意銷售或推廣其種苗或收穫材料,在國內未超過一年;在國外,木本或多年生藤本植物未超過六年,其他物種未超過四年者。

    而對照植物的生物學生產方法不得申請專利,若方法是以基因改良方式修改植物特性,雖產出的植物特性與原生種已不同,因不涉及生物學之生產方法,此等專利仍可以被准予專利。

    檢視目前對於動植物專利完全開放的國家,如美國、紐西蘭,在農牧業上除了具有龐大的生產規模,相關產業亦有企業化與國際化的經營,反觀完全不開放的國家,如挪威、泰國,則是農業技術已成熟但在產能或品種上不夠強勢,不足以抵抗集團壟斷,而我國目前亦依循相同的脈絡,不開放此等專利權,惟專利權與品種權保護的客體並不相同,期待未來能夠邁向與日本或美國腳步,使農業技術相關專利能夠擁有多重的保障。

參考文獻:專利法、植物品種及種苗法
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    設計專利以物體的外觀而言可擴及造型、花紋與色彩,乍看之下能夠提出的申請應是自由廣泛,但有四類設計雖可應用於物品外觀之上,卻因為其設計之基本概念本質上不具創新意義或因為其他法規的規定,已明訂無法被准予設計專利。

    以創新的角度,若造形設計僅只是為了對應物品的功能或其他物品之功能,而不是以視覺訴求做出發點,則此設計即不符合設計專利的標的,例如:滑軌之凹槽、齒輪上的齒槽等,由於前述設計相對於其他物品屬必然匹配的基本形狀,是單純的功能性設計而不得准予專利,此外,積體電路或電子電路布局除了是單純的功能性設計之外,亦同時受到「積體電路電路布局保護法」規範,因此在專利法之中特別將此類設計排除。然而,使用於物品上的色彩配置可以申請設計專利,但單純的美術創作原則上不屬於能被准予設計專利之標的,以能被產業生產利用做為考量,設計須能夠實際應用在物品之上且能透過生產程序重複再現,因此若藝術創作能應用於物品且能被重複大量製造,則此設計亦得准予專利。

    回顧以上三種不得准予設計專利之標相當直接明瞭,惟每類專利均規定的妨害公共秩序或善良風俗之創作不得准予專利較難以拿捏判斷標準,因此不論是在提出設計專利或其他類型專利時,仍然要將是否被時下的社會風氣接受或商品化之後涉及違法納入創作的考量。


參考資料:台灣專利法

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    專利法第27條所稱的「生物材料」在92年的修法前原是稱作「微生物」,但由於專利法所指微生物的定義與生物學界之間有所落差,為避免因為定義上不同引起的爭議,在參考各國法規之後修訂為生物材料。

    依照目前智財局公佈的資訊,生物相關發明之生物材料指有遺傳訊息,並可自我複製或於生物系統中複製之任何物質,而示例包括載體、質體、噬菌體、病毒、細菌、真菌、動物或植物細胞株、動物或植物組織培養物、原生動物、單細胞藻類等;然而,法規中對於相關領域人員已能夠透過一般的手段輕易取得之生物材料亦有免寄存的規則,若此等材料已是商業上公眾可購得,如麵包酵母等、申請前已保存於具有公信力之寄存機構且已可自由自由分讓、相關領域之人員根據說明書的揭露不須過度實驗即可製得,則不需要另行寄存。而具有公信力之機構以國內而言,目前是承辦專利申請之生物材料寄存業務的財團法人食品工業發展研究所,國外機構則依布達佩斯條約寄存於國際專利組織指定的寄存機構。

    關於需要提出寄存證明的時間,若申請人在未主張國際優先權之情況下未於提出申請前寄存,最遲應於申請日將生物材料寄存且必需在申請日後四個月檢送寄存文件,而在主張國際優先前之情況下,除必需最遲在申請日時寄存外,須於最早優先權的16個月以內檢送寄存文件。

    在上述列舉中之載體與質體,由於其生物學特性與學界之界定有所差異,應以智慧財產局所解釋之生物材料作為原則,考量生物發明是否符合須生物寄存的標的,而在申請的前置作業上,能夠越早準備越能替申請案爭取較寬裕的期限。


參考資料:台灣專利法

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    我國對於申請生物材料相關或利用生物材料創作之發明,在形式上除了要符合專利申請要件之外,對於生物材料另外設有寄存相關的規定。生物材料之發明有別於一般的申請,須兼顧公開性、再現性及菌種活性之穩定,且未於申請前寄存於寄存機構,則有說明書揭露不完整之疑慮,影響到發明的可專利性。

       目前國際間依循1977年簽訂的布達佩斯條約,只要生物材料寄存於條約承認之國際寄存機構之一,在締約國提出申請時,即不用在該國國內寄存生物材料。然而由於我國非屬締約國之一,無法援引該條約之規定,因此為滿足說明書必須充分揭露的專利要件,我國專利法特於第27條之中規定與專利有關的生物材料寄存規定,根據其內容,申請人應在我國專利專責機關指定的寄存機構寄存生物材料,以確保該申請在准予專利之後,任何第三人都能夠基於研究實驗目的得以自由分讓該相關生物材料,以符合專利法對於生物材料相關規定之要求。

    雖然我國礙於國際關係,無法受惠於跨國合作條約,但不表示台灣與國際間的合作完全脫節。目前台灣與日本基於長期的友好關係與密切的貿易往來,已於2015年6月18日正式啟動台日專利程序上生物材料寄存互相合作,申請人在台灣或日本申請生物材料的專利,可選擇台灣智慧財產局或日本特許廳所指定的機構作寄存,並在規定期間內檢送該寄存機構出具之寄存證明文件,則台日雙方均會承認寄存的效力,且透過此合作關係,不僅我國人可至日本寄存機構申請分讓,日本人亦可至我國申請分讓。

    本國申請人到外國申請如遇到需要生物寄存之情況,在申請程序上需要留心的事項與日程拿捏較為繁複且耗去的成本較多,雖然目前僅台日之間有合作關係,盼日後與其他國家之間也能夠建立起類似的橋樑,讓申請人在申請生物材料相關的發明時更加地便利。

參考資料:台灣專利法、臺日專利程序上生物材料寄存相互合作問答

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    台灣的專利類型分為發明、新型與設計三種,其中發明與設計從命名大致可以猜得各自保護的標的,唯獨「新型」從字面上難以窺探其意義。

    利用自然法則之技術思想,對物品之形狀、構造或組合之創作乃專利法第104條對於新型的基本定義,所謂的利用自然法則之技術思想,與發明專利相同,指的是利用自然界中固有的規則所產生的創作,而此一創作之物品必需有確定的形狀且佔據一定空間,也就是有具體的形體,且外觀上,物品的形狀必須是可以觀察到其空間輪廓或形態,例如一張椅子或者是一個粉餅盒。除了外觀輪廓之外,物品實質上的結構或者內在的構造也符合新型的定義,此構造亦包含電路構造在內,然而由多種能獨立運作的機構為了特定目的聯合設置而成,即為新型定義中的組合,像是鍋蓋與鍋子之組合。

    新型專利保護的標的是以有實質形體的物品而言,因此涉及方法及用途的創作並不屬於新型專利的保護標的,例如:一種備製食用酵母的方法。而新型專利定義之形狀必需是能夠確實觀察到其外觀,因此氣態、液態、粉末狀、顆粒狀等不具確定形狀之物質或組成物,都不符合形狀創作的定義。以結構而言,牽涉物質之分子結構或組成物之組成,例如僅涉及其化學成分或含量變化的藥品或食品之創作,不屬於新型之中結構創作所保護的標的。此外,新型專利保護標的亦排除動物、植物、微生物以及其他生物材料。

    台灣專利法所定義的三種專利型態各自擁有其能夠囊括保護的範圍,至於是否能夠採取其中一種就能獲得最大的保護並沒有一定的答案,尚須端看創作者如何規劃運用,新型專利具有能夠快速獲准的特性,若申請人對於發明專利其申請與獲准之間的空窗有所顧慮,可考慮安排同時提出申請發明與新型專利的一案兩請方式,根據現今專利法,若一案兩請的發明專利於其對應的新型專利之後獲准,兩者的專利權將能夠無縫接續。

參考資料:台灣專利法

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IV. CONCLUSIONLessons and Learned

In Hawaii, Final Environment Impact Statement (FEIS) is the most important process to ensure that the agency make right decisions to the proposal or actions triggered by HRS§ 343-5.

From the Kawailoa project, we learned that failure to (1) provide accurate and sufficient evaluation of visual impact (though it is not avoidable at some level), and (2) fully communicate in order to get the communities’ full awareness of the possible environmental impacts, and (3) provide adequate cultural impact assessment, will possibly negate the fundamental purpose as set forth in HRS§343-1, HAR §11-200-1, and cause a concern whether the accepting agency have chance to have a “hard look” at all impacts and alternatives under the procedural requirements.

In the meantime, wind turbines have been criticized for disrupting the lives of birds and bats, also humans. Noise and shadow flicker are the most common concerns, with some correlation between the most vigorous complaints and parties who do not receive economic benefit from nearby installations. That’s actually what happen in InfraVest Wind Power project located Yuanli town, Miaoli county, Taiwan as we mentioned in the introduce of this article.

Just assumed the InfraVest project generated in Hawaii, as a hypothetical new wind farm project, residences of Yuanli may consider:

(1) Hire experts[i] to prepare visual impact assessment from more different distances, angles, and neighbor areas; to aggressively make comments in each period for public comments after the published of draft of environment impact statement (DEIS) by providing those Visibility Impact Assessment (VIA) results to be qualified for taking HRS § 343-7 (C) “judicial proceeding”.

(2) Periodically monitor the governmental website to see any publication of EA/EIS information made by the Environment Counsel, in order to avoid improper segmentation and get ready to participate in any opportunity of public communication in a timely manner

(3) Take records in each step or meetings of public communication as evidence to prepare for the judicial challenge in HRS § 343-7 (b) or (c).

(4) Take cautions to ensure the new project will be well scoped without improper segmentation.

(5) In case ANY current status of turbines in Yuanli would be changed, ex, removed, added, or replaces, the residences may try to request a supplemental EIS (SEIS) to be submitted to the Environment Counsel, thus to ask removal of certain wind turbines from the current InfraVest project and reduce the visual and cultural impacts to the local scenes or to reduce the noise level to human.



[i] There are certain reputed companies involved in visual impact assessment works on wind projects, software, and methods/guideline. See

http://www.macalester.edu/windenergy/visualimpact....

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本所合夥律師徐仕瑋於9月14日下午2時,應內政部警政署之邀,前往台北市立農街2段保安警察第一總隊,以「辦理防宣導相關著作權問題」為題,對於全台承辦相關業務之員警演講。徐律師以往在警界之演講對象通常為承辦智慧財產權犯罪之專業司法警察。內政部警政署有鑒於民眾著作權意識正覺醒中,若警察機關進行預防犯罪等宣導時,無論自製或外包宣導內容,身為執法者而竟誤觸法網,將是一大危機!為避免類此事件發生,特經由經濟部智慧財產局引薦,邀請徐律師講授相關問題與解決之道。徐律師從律師觀點,為員警分析各式取得著作之方式及風險評估,並介紹創用CC授權之概念及相關著作之搜尋方式,期能使警務機關在獲得授權之下,充分享受著作與文化普及之利,而不蒙受其弊。

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本署合夥律師徐仕瑋應臉書律師社團「律師甘苦談(口水)社」邀請,於9月3日晚間在台北市承德路一段衍義國際法律事務所,以「網路侵權蒐證」發表演講,並利用瀏覽器的發展者工具(Developer Tools)及擴充套件(extensions)等當場示範各式簡易的蒐證方式。此為徐律師第四次受邀對該律師社團發表演講,之前演講主題包括數位鑑識、臉書服務條款、公開傳輸等,預計下次將講授個資法案例。

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本署合夥律師徐仕瑋應三重北區扶輪社邀請,於8月25日中午在台北市林森北路華泰王子大飯店,在該社第1285次例會,以著作權為主題發表演講。徐律師處理著作權案件多年,關於智慧財產權、個資法及電腦犯罪的演講近兩百場,對象包括法律專業人士及一般民眾,且致力於「法普」(法律普及),力求法治觀念能深入人心。由於民眾的著作權意識尚在覺醒中,而且網路資料唾手可得,偏偏我國著作權法列有刑責,因此觸犯著作權法的後果往往成為企業始料未及之痛。因此徐律師以十個常見的著作權案例為中心,為社員淺顯說明中小企業常見的著作權地雷,以及事前預防、事後面對的訣竅。

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越南專利的新選擇

 

依據專利合作條約(Patent Cooperation Treaty, PCT) ,越南國家工業產權辦事處(Vietnam National Office of Industrial Property, NOIP) 有一個新變革,自201591日起正式承認將源自越南申請之國際專利申請案件,交由新加坡智慧產權辦事處(Intellectual Property Office of Singapore, IPOS)為其國際初步審查單位(International Preliminary Examining Authorities, IPEA)以及國際檢索單位(International Searching Authorities, ISA)

 

此事件將提供越南企業和個人有更多的機會使用專利合作條約體系(PCT)獲得外國市場的專利保護。據此,申請人對於國際專利合作條約(PCT)專利申請,除了在俄羅斯、瑞典、韓國、奧地利、日本和歐洲專利局(EPO)等國家智慧產權辦事處申請之外,多了一種選擇國際檢索和初步彙報的機會。新加坡智慧產權辦事處(IPOS)備有與英語同等優秀的國語檢索。此外,它將使越南專利之申請更具成本效益的保障方式。

 

關於選擇新加坡智慧產權辦事處之費用詳細資訊幾乎每周更新,請參照: HTTP://www.wipo.int/pct/en/appguide/index.jsp

 

 

根據目前有關源自國外專利申請越南專利實務,美國專利商標局(USPTO)、歐洲專利局(EPO)國際檢索和初步報告往往是審查員在專利審查過程中最優先考量之因素。不過,其他從的加拿大、日本、俄羅斯、英國、瑞典、奧地利、西班牙、澳大利亞、中國、韓國、德國和歐洲專利組織(EAPO)等專利局的國際檢索和初步報告也都有助於審議。

 

在專利合作條約(PCT)制度下,建議外國專利在越南申請時選擇上述主管當局,不僅可以增加獲得專利保護可能性,尚且可以減省專利審查時間。

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越南專利的新選擇 

 

依據專利合作條約(Patent Cooperation Treaty, PCT) ,越南國家工業產權辦事處(Vietnam National Office of Industrial Property, NOIP) 有一個新變革,自201591日起正式承認將源自越南申請之國際專利申請案件,交由新加坡智慧產權辦事處(Intellectual Property Office of Singapore, IPOS)為其國際初步審查單位(International Preliminary Examining Authorities, IPEA)以及國際檢索單位(International Searching Authorities, ISA)

 

此事件將提供越南企業和個人有更多的機會使用專利合作條約體系(PCT)獲得外國市場的專利保護。據此,申請人對於國際專利合作條約(PCT)專利申請,除了在俄羅斯、瑞典、韓國、奧地利、日本和歐洲專利局(EPO)等國家智慧產權辦事處申請之外,多了一種選擇國際檢索和初步彙報的機會。新加坡智慧產權辦事處(IPOS)備有與英語同等優秀的國語檢索。此外,它將使越南專利之申請更具成本效益的保障方式。

 

關於選擇新加坡智慧產權辦事處之費用詳細資訊幾乎每周更新,請參照: HTTP://www.wipo.int/pct/en/appguide/index.jsp

 

 

根據目前有關源自國外專利申請越南專利實務,美國專利商標局(USPTO)、歐洲專利局(EPO)國際檢索和初步報告往往是審查員在專利審查過程中最優先考量之因素。不過,其他從的加拿大、日本、俄羅斯、英國、瑞典、奧地利、西班牙、澳大利亞、中國、韓國、德國和歐洲專利組織(EAPO)等專利局的國際檢索和初步報告也都有助於審議。

 

在專利合作條約(PCT)制度下,建議外國專利在越南申請時選擇上述主管當局,不僅可以增加獲得專利保護可能性,尚且可以減省專利審查時間。


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Taiwan Trademark 101 Series, the Protection of Well-known Trademarks.

Written by: James Y. Chang

  Attorney-at-Law

1. Preamble

If a trademark didn’t file for registration in Taiwan, it still can be protected by the well-known trademark right from both national laws and international conventions.

 

2. Regulations

Taiwan is a member of WTO. According to the Article 2 of WTO TRIPS agreement, members shall comply with Articles 6[1] of the Paris Convention (1967) which rules that no application shall be filed for registration of a trademark that is identical or similar to another person’s well-known trademark or mark that it is likely to cause public confusion.

Even though Taiwan is not a membership of WIPO, she follows the well-known mark agreement[2]of WIPO to protect them from either the use of that mark is likely to impair or dilute in an unfair manner the distinctive character of the well-known mark or the use of that mark would take unfair advantage of the distinctive character of the well-known mark[3]. The Trademark Act[4] of Taiwan recognizes two types of well-known trademark dilution, namely likelihood of dilution of the distinctiveness of well-known trademarks and likelihood of dilution of the reputation of well-known trademarks, which protection is as well as the rules of WIPO.

 

3. Factors to Be Considered When Determining Well-known Trademarks

The determination of well-known trademarks should be made on a case-by-case basis and by taking into consideration. According to the Examination Guidelines for the Protection of Well-known Trademarks[5], the following factors shall be considered as a whole:

(1)   The strength of the distinctiveness of the trademark.

(2) The extent to which the relevant enterprises or consumers know or recognize the trademark.

(3)    The duration, scope, and geographical area of use of the trademark.

(4)   The duration, scope, and geographical area of promotion of the trademark.

(5) Whether the trademark has applied for registration or the trademark has been registered, and its term, scope, and geographic area that are registered or being registered.

(6)   Any record of successful enforcement of trademark rights, especially the fact that the trademark has been recognized as a well-known one by an administrative or judicial authority.

(7)    The value of the trademark.

(8)   Other factors that could be considered in determining whether a trademark is well-known.

The above factors for judging whether a trademark is well-known are only examples. They may not be all necessarily taken into consideration in one case; only those that are relevant enough to determine whether the trademark is well-known should be considered, depending on the circumstances of the case.



[1] Article 6bis: [Marks: Well–Known Marks]

(1) The countries of the Union undertake, ex officio if their legislation so permits, or at the request of an interested party, to refuse or to cancel the registration, and to prohibit the use, of a trademark which constitutes a reproduction, an imitation, or a translation, liable to create confusion, of a mark considered by the competent authority of the country of registration or use to be well known in that country as being already the mark of a person entitled to the benefits of this Convention and used for identical or similar goods. These provisions shall also apply when the essential part of the mark constitutes a reproduction of any such well–known mark or an imitation liable to create confusion therewith.

(2) A period of at least five years from the date of registration shall be allowed for requesting the cancellation of such a mark. The countries of the Union may provide for a period within which the prohibition of use must be requested.

(3) No time limit shall be fixed for requesting the cancellation or the prohibition of the use of marks registered or used in bad faith.

[2] Joint Recommendation Concerning Provisions on the Protection of Well-Known Marks at the Thirty-Fourth Series of Meetings of the Assemblies of the Member States of WIPO September 20 to 29, 1999

[3] Ibid. Article 4 (1)

(b) Irrespective of the goods and/or services for which a mark is used, is the subject of an application for registration, or is registered, that mark shall be deemed to be in conflict with a well-known mark where the mark, or an essential part thereof, constitutes a reproduction, an imitation, a translation, or a transliteration of the well-known mark, and where at least one of the following conditions is fulfilled:

(i) the use of that mark would indicate a connection between the goods and/or services for which the mark is used, is the subject of an application for registration, or is registered, and the owner of the well-known mark, and would be likely to damage his interests;

(ii) the use of that mark is likely to impair or dilute in an unfair manner the distinctive character of the well-known mark;

(iii) the use of that mark would take unfair advantage of the distinctive character of the well-known mark.

[4] Trademark Act Article 30: grounds for refusal of registration

(11) being identical with or similar to another person’s well-known trademark or mark, and hence there exists a likelihood of confusion on the relevant public or a likelihood of dilution of the distinctiveness or reputation of the said well-known trademark or mark, unless the proprietor of the said well-known trademark or mark consents to the application;

[5] Examination Guidelines for the Protection of Well-known Trademarks under Subparagraph 11 of Paragraph 1 of Article 30 of the Trademark Act. Enacted and promulgated on November 9, 2007 by the order of the MOEA. Amended and promulgated on April 20, 2012 by the order of the MOEA, enforced on July 1, 2012.

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Kawailoa wind turbines    

PART III. THE CHALLENGES ON COMPLIANCE WITH HAWAII EIS PROCESS

Although there was no judicial proceeding(HRA §343-7) imposed on the Kawailoa Wind Farm, this project it stillexhibited substantive and procedural deficiencies. Substantively, the Visual Impact (VI) was not properly addressed in the DEIS or FEIS report; and public participation was possibly inadequate to meet the EISpurpose as set forth in HRS §343-1, either. Procedurally, a Cultural Impact Assessment (CIA) was not included in the EIS process. We may have a quick look of those deficiencies in this section, then consider certain lessons learned in conclusion.

(1)   Visual impacts of the wind turbines.

The local citizengroups, NGOs, and individual residents continually concerned about the visual impacts of the wind turbines caused by Kawailoa project. The criticisms including:

(a) whether the red flashing FederalAviation Administration (FAA) lights mounted on the wind turbines have been discussed;[i]

(b) the DEIS did not adequately address how the facilities will be situated in appropriate locations to minimize their visual impact;

(c) what techniques will be used to blend the facilities and equipment into the natural environment;[ii]and

(d) lack of sufficient simulations at observation points along Kamehameha Highway.[iii]

 

In certain informal public hearings, a representative of neighborhood (Waimea Valley) expressed his concern that the photo samples attached to the DEIS or FEIS report were taken from a distance, making the windmills appear smaller than real scene. Many residents considered those photos to be misrepresentative of the actual resulting visual impact.[iv] Kawailoa Wind replied, The approach taken is consistent with design guidelines and best practices that have been developed and implemented for other wind development projects worldwidethere are no additional measures that could reasonably be implemented to further reduce the potential visual impacts; given the large scale of wind turbines, a certain degree of impacts is unavoidable.[v] Here, the question to such response is: whether the analysis of visual impact on the FEIS adequate to have the agency make a sound decision?

 

One of the major purpose of HRS § 343 is to establish a system of environmental review which will ensure that environmental concerns are given appropriate consideration in decision making along with economic and technical considerations.[vi] In Hawaii, although the EIS regulation requires the environmental impact statement containsan explanation of the environmental consequences of the proposed action; fully declare the environmental implications of the proposed action; discuss all relevant and feasible consequences of the action, and include responsible opposing views on significant environmental issues raised by the proposal.[vii]The HRS §343 and HAR §11-200 does not require a FEIS to provide all possible alternatives or details of mitigations reducing the visual impact. A possible reason is that the VI may be highly relative and subjective, which may be conceived variously--positive or negative--from different people, angle, locations, and distances. Therefore, the HRS § 343 only required the agencies to take a hard lookat the information and give it serious consideration,[viii]instead of asking a completed mitigation.

 

In Laguna Greenbelt Inc v. U.S. Dept. of Trans.,[ix](community organization brought action to challenge the decision of Federal Highway Administration (FHA) approving a development in public land), the 9th Circuit Appeal Court ruled that, even though certain information was not disclosed in the FEIS and violated the National Environmental Protection Act (NEPA)s process, the court will not challenge the agencys decision in case the decision-maker was fully informed of the environmental consequences. The failure of the EIS to disclose accurately the impacts does not constitute reversible error to the agencys decision.[x] Meanwhile, the Laguna court ruled that NEPA does not require a fully developed plan that will mitigate all environmental harm; NEPA requires only that mitigation be discussed in sufficient detail to ensure that environmental consequences have been fully evaluated.[xi]

Because the HRS §343 and case law of relevant jurisdiction only required the proposal owner to disclose consequencesto allow the agencies have a hard look, and theEIS report of Kawailoa Wind project had illustrated existing conditions and potential consequencesof the establishment of wind turbines by photos, one might say the agencies lacked sufficient consideration, but not easy to say that the assessment of VI violated the EIS process. 

 

(2)   The Public participation would possibly be inadequate

Public participation is required under HRS§343-1, which states in part, the legislature further finds that the process of reviewing environmental effects is desirable because environmental consciousness is enhanced, cooperation and coordination are encouraged, and public participation during the review process benefits all parties involved and society as a whole.[xii] The Hawaii courts consistently express that, when citizenslack of participation has harmed the public interest role that the legislature built into the environmental review process.[xiii]

The problem is that, although HRS §343-2 states that the applicant shall file documentsfor public review, and the documents must incorporate the publics comments under EIS process, there is no legal requirement for mandate public meetings or outreach. If the public hearing, and formal/informal consulting with local groups, residences, and relevant authorities had been conducted, but the local public groups lacked sufficient information or full awareness of the resulting impacts of the Project,[xiv]whether the local community may argue of the EIS process of HRS §343-2 and HAR §11-200-14 had been violated?

This articles opinion is that the local communities may argue that they cannot prepare comprehensive comments, concreted arguments, or constructive suggestions pertaining to the Kawailoa project if there were no sufficient public dialogs and outreach efforts, because the local communities may not easily access, read, or understand the necessary information from the hundreds pages of DEIS/FEIS. Such constraints should have defeated the purpose of HEPA/NEPA which encourages public participation.[xv]

 

(3)   A detailed Cultural Impact Assessment ( CIA ) may be required:

Waimea Valley is an important place in Hawaiian religion and culture, and includes several historical structures including stone terraces and walls constructed during the time of the Hawaiian monarchy. The Waimea Valley and neighboring land was a place of sacrifice. "It was a visual testimony that this area was sacred and important and more special than the other places".[xvi] Waimea Valley is also the largest ahupua'a (land division running from the mountains to the sea) of Oahu. Burial grounds and shrines are still located in the valley[xvii] to certify the cultural significance of Waimea valley about the ancient Hawaii, and to maintain the indignity of the current and future generation of Hawaiians. The windmills are on the top location of valley-- that may be a desecration to the sacredvalley.

However, there was no specific cultural impact assessment (CIS) cite to the law made by the FEIS regarding Waimea Valley. In the response to a comment letter made by University of Hawaii, the Kawailoa Wind claimed that a cultural impact assessment is not currently defined in statute or rule.[xviii] The Act 50, passed by the House of Representatives in 2000, required state agencies and other developers to access the effects of proposed land use or shoreline developments on the cultural practices of the community and Stateas part of the HRS 343-2,[xix] which requires cultural practices of the community and the Stateto be disclosed in the EIS, and defines such cultural practiceas an element for the agency to consider Significant effect.[xx] However, there is no relevant amendment in the Hawaii regulation (HAR Chapter 200) to regulate the CIA as a content of an EIS. Even though such disconnection existed between the State statute and regulation, the Environment Council drafted and adopted Guidelines for Assessing Cultural Impacts[xxi] which is a persuasive guide line for the applicant of EIS to prepare CIA.

In the FEIS of Kawailoa Wind project, only a one-page letter inserted into the FEIS addressed some potential tasks and investigations of cultural impact in the future. But such letter included nothing of specific step to consult or to evaluate alternatives and mitigation of cultural impacts. This omission of detailed CIA could constitute non-compliance with the HRS § 343-2 and OEQC recommended process,[xxii] although may not violate the EIS process as defined in the Hawaii EIS regulation (HAR §11-200).



[i] Gregory Erdmann, “Comment letter regarding red flashing lights”, Comments for the EISPN, December 20, 2010.

 

[ii] David Tanoue, “Comment letter to CH2M Hill Inc.” Department of Planning and Permitting, City and County of Honolulu, Apr 8, 2011. No. 24 of Comments Received on Draft EIS for the Kawailoa Wind Farm Project, Appendix F of the FEIS.

[iii] Id.  

[iv] Interview with Mr. Bill Quinlan, a member of North Shore Neighborhood Board meeting, Nov 16, 2014. He said, the representative of First Wind LLC did not showed the sample photos to the North Shore Neighborhood Board meeting.    

[v] “Summary of Potential Impacts and Proposed Mitigation Measures”, Table ES-1 of FEIS, p. ES-7.

[vi] HRS §343-1

[vii]HAR § 11-200-16

[viii] Denies E. Antolini, “The Moon Court’s Environmental Review Jurisprudence: Throwing Open the Courthouse Doors to Beneficial Public Participation”, University of Hawaii Law Review, volume 33 / Number 2 (Summer 2011), p.584. (hereinafter the “Moon Court”)

[ix]Laguna Greenbelt Inc v. U.S. Dept. of Tranp., 42 F 3d 517 (9th Cir. 1994)

[x] Id. at 527

[xi] Id. at 528

[xii] Id. Denies E. Antolini, Moon Court, p.618.

[xiii] Id. Denies E. Antolini, Moon Court, p.588.

[xiv]Carol Philips, member of the North Shore Neighborhood Board, said …although First Wind and Kamehameha Schools were available at meetings and to answer any questions, many were simply unclear on just how the view plains would be affected. Nobody got it, until they went up, and then everyone was blown away." See. Lauren Shanahan, “From Sacred to Savior?” ESPN news, Dec 12, 2012, http://xgames.espn.go.com/surfing/article/8739422/wind-power-comes-waimea-bay

[xv]HRS § 343-1.

[xvi] Tony Heff, “From Sacred to Savior?” ESPN news, Dec 12, 2012, (http://xgames.espn.go.com/surfing/article/8739422/wind-power-comes-waimea-bay)

[xvii] Id.

[xviii] See. Appendix F of FEIS.

[xix] Della Au Belatti “Act 50: the protections, pitfalls, and possibilities of the new cultural assessment requirement for Hawaii diverse communities”, Hawaii Environmental Law Program Paper Series, Spring 2004, p3.

[xx] HRS §343-2, definition of “Environmental impact statement” and “Significant effect”.

[xxi] Exhibit 1-1 “Guidelines for Assessing Cultural Impacts”, OEQC Guide.  

[xxii] See. Guide to the Implementation and Practice of Hawaii Environmental Policy Act, 2012 Edition, Office of Environmental Quality Control, p.11-13.  

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目前歐洲專利公約(European Patent Convention,下稱EPC)之中,關於專利申請案不符合單一性規定的相關程序,主要是定義於歐洲專利公約施行細則(Implementing Regulations to the Convention,下稱Rule)第62a條以及第64條的規定當中。

根據Rule第62a條[1](2010/4/1生效)規定:

「若歐洲專利局認為專利申請案之請求項不符合Rule第43條第2項的規定,應通知申請人限期兩個月內指定所欲進行檢索的、並能夠符合Rule第43條第2項規定的請求項。若申請人未能於限期內作出指定,則當局只會針對每一個專利範疇(category)的第1個請求項進行檢索。

(當局的)審查部門應通知申請人限制(將接受審查的、)經過檢索的專利標的(subject matter),除非(審查部門認為)基於本條第1項所發出的官方通知理由不成立。」

而上述的Rule第43條第2項[2]規定如下:

「在不違反本法第82條規定的前提下,一件歐洲專利申請案之專利標的若能符合下述規定,則在同一個專利範疇(指產品、製程、裝置或使用方法)之中,其獨立項項數允許超過1項:

(a) 為互相關連的產品;

(b) 為產品或是裝置的不同使用方式;或是

(c) 為一特定問題的不同解決方法,且該些不同解決方法並不適於合併在同一個請求項之中。」

上述的本法(EPC)第82條[3]規定如下:

「歐洲專利申請案應為單一發明,或是一組具有相同發明概念之發明群組。」

根據Rule第64條[4](2010/4/1生效)規定:

「若歐洲專利局認為專利申請案並不符合單一性的要求,則應發出部份檢索報告,其中該部份檢索報告係根據請求項中首先被提及的、關於該發明或是符合本法第82條規定的發明群組進行檢索。並且應通知當事人,欲對申請案中的其他發明進行檢索,必須於限時兩個月內,就每一欲檢索的發明各別繳交檢索規費。其後當局將發出已繳交檢索規費之其他發明之檢索報告。

在歐洲專利申請案的審查程序中,若申請人針對本條第1項中所述之任一檢索規費請求退費,並且審查部門認為本條第1項中所述關於不符合單一性的官方理由不合理時,官方應同意退費。」

綜合上述法條規定,以及實務上的程序操作,歐洲專利申請案關於單一性的審查程序如下:

1. 當檢索部門進行檢索時,發現請求項內容不符合Rule第43條第2項或EPC第82條規定的單一性要求時,即根據Rule第62a條或第64條發出通知,說明請求項內容不符合單一性、且各發明群組所包含的請求項為何,並詢問申請人是否欲進一步取得其他發明群組的檢索報告,並限期2個月內繳納相對應的額外檢索規費。

2. 申請人於上述限期內繳納額外檢索規費,並回覆檢索部門所欲取得檢索報告的其他發明群組為何。

3. 申請人可以於後續提交檢索報告答辯書時,一併說明請求項內容符合單一性的理由,並要求退還額外檢索規費。

4. 當審查部門進行審查時,將審查申請人所提出請求項內容符合單一性的理由是否合理;若屬合理,則回應申請人並退還額外檢索規費;若認為不合理,則維持原來不符合單一性的決定,並通知申請人應選擇一組已經取得檢索報告的發明群組,作為續行審查的依據。

[1] http://www.epo.org/law-practice/legal-texts/html/epc/2013/e/r62a.html

[2] http://www.epo.org/law-practice/legal-texts/html/epc/2013/e/r43.html

[3]http://www.epo.org/law-practice/legal-texts/html/epc/2013/e/ar82.html 

[4] http://www.epo.org/law-practice/legal-texts/html/epc/2013/e/r64.html

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